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Self-regulatory organizations
Results: 6954

#	Item
931	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]January 27, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Propos Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-27 17:03:10 Financial system Investment United States Securities and Exchange Commission United States securities law Contract law Option Securities Exchange Act Short International Securities Exchange Financial economics Financial markets Finance
932	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]January 28, 2015 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Cha Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-29 09:54:54 Direct Edge Securities Exchange Act U.S. Securities and Exchange Commission Financial regulation Economy of the United States Government 73rd United States Congress United States Securities and Exchange Commission United States securities law
933	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]January 29, 2015 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-30 07:10:15 Financial markets Finance Self-regulatory organizations Mathematical finance Securities Exchange Act United States Securities and Exchange Commission Order Philadelphia Stock Exchange Algorithmic trading Stock market Financial economics Investment
934	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-C2[removed]January 26, 2015 Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Prop Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-27 08:59:51 Finance NYSE Arca Rebate Market maker Short Futures contract Algorithmic trading Stock market London Stock Exchange Financial economics Financial markets Investment
935	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BX[removed]January 27, 2015 Self-Regulatory Organizations; NASDAQ OMX BX; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Reg Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-27 17:03:16 Financial system Investment United States securities law Contract law Option Securities Exchange Act Short International Securities Exchange Financial economics Financial markets Finance
936	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BOX[removed]January 22, 2015 Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-23 10:16:46 XM Satellite Radio Economics Fixed income securities Structured finance Tranche
937	National Examination Risk Alert: "Pay-to-Play Prohibitions for Brokers, Dealers and Municipal Securities Dealers under MSRB Rules Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-08-31 10:30:34 Financial regulation Self-regulatory organizations Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Securities Act Securities Exchange Act Economy of the United States United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
938	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]January 26, 2015 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiven Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-27 08:58:28 Chicago Board Options Exchange Binary option Fee VIX Financial economics Finance Investment
939	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]January 27, 2015 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Cha Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-28 07:59:58 Financial system Investment United States Securities and Exchange Commission Contract law Option Securities Exchange Act International Securities Exchange Short Financial economics Financial markets Finance
940	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]January 23, 2015 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Ru Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-26 09:22:59 Economy of the United States Financial system United States securities law Self-regulatory organizations Regulation NMS Securities Exchange Act New York Stock Exchange Market data NYSE Arca Financial markets United States Securities and Exchange Commission Financial economics

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